A NASD-developed and operated system that maintains registration and disclosure information on registered investment advisors.
Related information about Investment Adviser Registration Depository:
- Investment Adviser Registration Depository (IARD)
The Investment Adviser Registration Depository is an electronic filing system that facilitates Investment Adviser registration, regulatory review, and public ...
- Electronic Filing for Investment Advisers - IARD Homepage
Aug 6, 2012 ... Investment Adviser Registration Depository (IARD) Homepage, with current information about IARD, electronic filing and related information for ...
- Investment Adviser Registration Depository (IARD) - Securities and ...
Dec 14, 2010 ... Investment Adviser Registration Depository (IARD). The Investment Adviser Registration Depository (IARD) functions as a one-stop electronic ...
- What Is IARD?
Jan 1, 2001... advisers register and submit filings to the SEC through a new electronic filing system, the Investment Adviser Registration Depository (IARD).
- Dealer And Investment Adviser Registration
The registrations of investment advisers are processed through the Investment Adviser Registration Depository (IARD) system. The registration of investment ...
- Check Sheet for Investment Adviser Registration
Items that must be filed electronically via the Investment Adviser Registration Depository (IARD) include the following: Form ADV Parts 1A and 1B;; Part 2 of the ...
- Advisers And Investment Adviser Representatives - State of New ...
A. Investment Adviser Registration Depository (IARD). 6. B. Firm Items to File with Bureau. 7. 1. NJ Home State. 7. 2. Home State not NJ. 7. 3. SEC Registered ...
- Investment Adviser Registration and Renewal Check Sheet
... of Financial Institutions Securities Division mandates applicants for investment adviser registration use the Investment Adviser Registration Depository (IARD).