1941 Congressional law requiring all investment advisers to register with the SEC, designed to protect investors from fraud and misrepresentation.
Related information about Investment Advisers Act:
- Investment Advisers Act of 1940 - Securities and Exchange ...
INVESTMENT ADVISERS ACT OF 1940 issued by national banks and member banks of the Federal Re serve System; and. (3) the foregoing transactions occur ...
- Investment Advisers Act of 1940 - Wikipedia, the free encyclopedia
The Investment Advisers Act of 1940, codified at 15 U.S.C. § 80b-1 through 15 U.S.C. § 80b-21, is a United States federal law that was created to regulate the ...
- 15 USC Chapter 2D - INVESTMENT COMPANIES AND ADVISERS ...
SUBCHAPTER I—INVESTMENT COMPANIES Sec. 80a–1. Findings and declaration of policy. 80a–2. Definitions; applicability; rulemaking considerations.
- Hedge Fund Law Blog » Overview of Investment Advisers Act of 1940
Oct 9, 2008 ... Overview of Investment Advisers Act of 1940. One of the most important set of the federal securities laws which relate to hedge fund managers ...
- Investment Advisers Act of 1940 as Amended - Oklahoma Securities ...
INVESTMENT ADVISERS ACT OF 1940. AS AMENDED. FINDINGS. Section 201 . Upon the basis of facts disclosed by the record and report of the Secu- ...
- SEC Issues Rules on Investment Advisers Act Amendments, Family ...
Jun 24, 2011 ... The SEC on Wednesday approved two sets of proposed rules to implement amendments to the Investment Advisers Act of 1940 that were ...
- Consequences of Registration Under the Investment Advisers Act of ...
imposed upon registered investment advisers under the Investment Advisers Act of 1940. (Advisers Act) and related federal securities law. It does not describe ...
- North Carolina Investment Advisers Act - North Carolina General ...
(4) The person is exempt from registration under the Investment Advisers Act of 1940 by operation of section 203(b)(3) of that act or by operation of any rule or ...