The internal self-regulatory organization (SRO) for the NYSE Group.
Related information about NYSE Regulation:
- NYSE Regulation | U.S. Equities - US Equities - NYSE Euronext
NYSE Regulation, Inc., is an independent not-for-profit corporation dedicated to strengthening market integrity and investor protection. A subsidiary of NYSE ...
- NYSE Regulation | U.S. Equities - US Equities - NYSE Euronext
On behalf of NYSE Regulation, FINRA enforces rules and federal securities laws, and if necessary brings disciplinary action against member organizations, ...
- NYSE, New York Stock Exchange > NYSE Regulation > Rules ...
The rules are designed to prevent fraudulent or manipulative acts and practices, and provide a means by which NYSE Regulation can take appropriate ...
- Disciplinary Actions & Enforcement - New York Stock Exchange
NYSE Regulation undertakes disciplinary action to enforce violations of NYSE rules and federal securities laws by member organizations, as well as current and ...
- FINRA to Perform NYSE Regulation's Market Oversight Functions ...
May 4, 2010 ... NEW YORK and WASHINGTON, DC, May 4, 2010 – NYSE Euronext (NYSE: NYX ) and the Financial Industry Regulatory Authority (FINRA) ...
- FINRA and NYSE Euronext Complete Agreement for FINRA to ...
Jun 14, 2010... FINRA will assume responsibility for performing the market surveillance and enforcement functions currently conducted by NYSE Regulation.
- FINRA's NYSE Reg Takeover--The End of - Traders Magazine
Jun 9, 2010 ... FINRA s Takeover of NYSE Market Regulation Marks The End of an Era in Market Regulation.
- NYSE Regulation, Inc. - MarketsWiki, A Commonwealth of Market ...
Sep 29, 2011 ... NYSE Regulation, Inc. is a not-for-profit corporation dedicated to strengthening market integrity and investor protection. A subsidiary of NYSE ...