An SEC rule prohibiting anyone engaged in a distribution of securities from bidding for or purchasing those or similar securities until their participation in the distribution is complete. Rule 10b-6A makes an exception for passive market-making transactions.
Related information about Rule 10b-6:
- What is Rule 10b-6? definition and meaning
Definition of Rule 10b-6: An SEC rule prohibiting anyone engaged in a distribution of securities from bidding for or purchasing those or similar securities until ...
- Rule 10b-6 Definition | Investopedia
A rule set forth by the Securities and Exchange Commission (SEC) that prohibits the purchase of stock by an issuer when the stock has not completed ...
- Iv. Rule 10B-6 - Washington & Lee University School of Law ...
I Rule 10b-6 states that such activity shall constitute a "manipulative or deceptive ... ticular importance in understanding the thrust of Rule 10b-6 is the prohi- ...
- Rule 10b-6 - Financial Dictionary - The Free Dictionary
An SEC rule forbidding broker-dealers, insurers, and underwriters (except those involved in the syndicate placing an issue) from buying shares in a new issue ...
- Rule 10b-13, Rule 10b-6 and Purchases of Target Company - JStor
under Rule 10b-6" into a rule originally promulgated to deal solely with ten- der offers ... light of the language of Section 10(b) and Rule 10b-6, the relevant SEC ...
- Print - FINRA - Rules and Regulations
The amendments to Rule 10b-6 and Rule 10b-6A become effective May 17, 1993 . The text of the Schedule D amendments as well as a copy of the Federal ...
- Rule 10b-6
A regulation formally known as the Employment of Manipulative and Deceptive Practices...
- The SEC's Rule 10b-6 - Duke Law Scholarship Repository
the background of the promulgation of rule 10b-6 as well as its ... rule 10b-6,6 which, with specified exemptions, proscribes bidding and. 148 Stat.