Type of short sale order that can be executed during a decrease, or downtick, in the price of the stock. Normal short sale orders may only be executed during periods of no change in price, or during a period of price increase, or uptick.
Related information about short exempt:
- Short Exempt Definition | Investopedia
A short sale order in which the uptick rule doesn't apply to the trade. The trade can go through on a down tick, or a downward move in price, where a traditional ...
- Small Entity Compliance Guide: Short Sale Price Test Restrictions
Apr 16, 2010 ... "Short Exempt" Marking Requirement ... Broker-dealers may mark orders as " short exempt" in relation to: a seller's delay in delivery, where the ...
- Regulation SHO
The SEC also issued guidance for broker-dealers wishing to mark certain qualifying orders "short exempt." For more details, refer to the final rule. Reg SHO ...
- Short Exempt - Financial Dictionary - The Free Dictionary
Used for listed equity securities. A special trading situation where a short sale is allowed on a minustick. The owners of a convertible trading at parity can sell the ...
- Short Exempt: Definition from Answers.com
an order to sell short that is exempt from the shortsale rule and its tick test. Term has traditionally applied to special trading situations, such as.
- FINRA Proposes to Reinstitute Short Exempt Marking for Trade ...
Aug 27, 2010 ... Co-authored by Ross Pazzol and James D. Van De Graaff On August 20, the Securities and Exchange Commission published a notice that the ...
- What is short exempt? definition and meaning
Definition of short exempt: Type of short sale order that can be executed during a decrease, or downtick, in the price of the stock. Normal short sale orders may ...
- short exempt - Invest Definition
short exempt definition: A short sale exempt from the rule that short sales must occur on upticks. Short exempts include some arbitrage transactions. Owning a ...