Rules applicable to transactions involving over-the-counter securities, which are governed by the National Association of Securities Dealers (NASD). This code covers a wide range of requirements that must be followed when setting interest rates on the securities or determining settlement times.
Related information about uniform practice code:
- Uniform Practice Code (UPC) - FINRA
The Uniform Practice Code (UPC) is a series or rules, interpretations and explanations designed to make uniform, where practicable, custom, practice, usage, ...
- UNIFORM PRACTICE CODE - Securities and Exchange Commission
within its appropriate sphere, with respect to any transaction which was consummated within the provisions and purview of the Uniform Practice Code. 11120.
- Uniform Practice Code - Financial Dictionary - The Free Dictionary
Uniform Practice Code. Also found in: Acronyms, 0.02 sec. Uniform practice code. Standards of the NASD prescribing procedures for handling over-the-counter ...
- What is uniform practice code? definition and meaning
Definition of uniform practice code: Rules applicable to transactions involving over-the-counter securities, which are governed by the National Association of ...
- Uniform Practice Code: Definition from Answers.com
rules of the financial industry regulatory authority (finra) concerned with standards and procedures for the operational handling of over the counter (otc)
- What is Uniform Practice Code (UPC)? definition and meaning
Definition of Uniform Practice Code (UPC): Rules established by NASD for the handling of over-the-counter (OTC) transactions.
- Uniform practice code Definition - NASDAQ.com
Uniform practice code: read the definition of Uniform practice code and 8000+ other financial and investing terms in the NASDAQ.com Financial Glossary.
- What is Uniform Practice Code? - Definition from Testopedia
Uniform Practice Code Definition - Uniform Practice Code is the FINRA bylaw that sets guidelines for how industry members transact business with other...