Agreement signed by both parties in a dispute, indicating their submission to arbitration and their willingness to be bound by the decision.
Related information about uniform submission agreement:
- Respondent(s) Submission Agreement - finra
FINRA ARBITRATION Submission Agreement. Respondent(s). In the Matter of the Arbitration Between. Name(s) of Claimant(s) and. Name(s) of Respondent(s) ...
- What is uniform submission agreement? definition and meaning
Definition of uniform submission agreement: Agreement signed by both parties in a dispute, indicating their submission to arbitration and their willingness to be ...
- What is a Uniform Submission Agreement?
The uniform submission agreement is a document that is commonly utilized when two parties wish to settle an issue through the use of arbitration. Essentially ...
- View PDF - FINRA - Rules and Regulations
Jan 4, 2009 ... The term “[Uniform] Submission Agreement” means the FINRA [Uniform] ... The FINRA [Uniform] Submission Agreement is a document ...
- FINRA Arbitration Uniform Submission Agreement - Appendix 3F ...
FINRA Arbitration Uniform Submission Agreement - Appendix 3F. 1. The undersigned parties hereby submit the present matter in controversy, as set forth in the ...
- Jurisdictional challenges in non-customer FINRA arbitrations
Oct 5, 2011... as FINRA's Uniform Submission Agreement), by objecting to jurisdiction in the Answer and other pleadings and by filing a motion to dismiss.
- Award FINRA Dispute Resolution In the Matter of - The Law Offices ...
mant Battle signed the Uniform Submission Agreement: March 20, 2006. mant Anderson signed the Uniform Submission Agreement: August 24, 2006.
- 34-59091 - Securities and Exchange Commission
Dec 12, 2008 ... change to amend the Uniform Submission Agreement (“USA”), which parties must sign prior to entering into arbitration, and certain rules of the ...